IMPORTANT DISCLOSURE INFORMATION
De Groote Financial Group is an SEC-registered investment adviser located in Westlake Village, California. De Groote Financial Group and its representatives are in compliance with the current filing requirements imposed upon SEC-registered investment advisers by those states in which De Groote Financial Group maintains clients. De Groote Financial Group may only transact business in those states in which it is registered, or qualifies for an exemption or exclusion from registration requirements. De Groote Financial Group’s website is limited to the dissemination of general information pertaining to its advisory services, together with access to additional investment-related information, publications, and links. Accordingly, the publication of De Groote Financial Group’s website on the Internet should not be construed by any consumer and/or prospective client as De Groote Financial Group’s solicitation to effect, or attempt to effect transactions in securities, or the rendering of personalized investment advice for compensation, over the Internet. Any subsequent, direct communication by De Groote Financial Group with a prospective client shall be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides. For information pertaining to the registration status of De Groote Financial Group, please contact the SEC or the state securities regulators for those states in which De Groote Financial Group maintains a notice filing. A copy of De Groote Financial Group’s current written disclosure statement discussing De Groote Financial Group’s business operations, services, and fees is available from De Groote Financial Group upon written request. De Groote Financial Group does not make any representations or warranties as to the accuracy, timeliness, suitability, completeness, or relevance of any information prepared by any unaffiliated third party, whether linked to the De Groote Financial Group website or incorporated herein, and takes no responsibility therefor. All such information is provided solely for convenience purposes only and all users thereof should be guided accordingly.
©2013 Charles Schwab & Co., Inc. (“Schwab”). Member SIPC. Schwab Advisor Services™ includes the custody, trading and support services of Charles Schwab & Co., Inc.
Independent investment advisors are not owned, affiliated with or supervised by Schwab.
Investments through Schwab or RIA are: NOT FDIC INSURED and NOT BANK GUARANTEED and MAY LOSE VALUE, INCLUDING LOSS OF PRINCIPAL and NOT INSURED BY ANY STATE OR FEDERAL AGENCY.
Securities offered through Girard Securities, Inc., member FINRA, SIPC. Investment advisory services offered through De Groote Financial Group, a registered investment advisor not affiliated with Girard Securities, Inc.
Please remember that different types of investments involve varying degrees of risk, and there can be no assurance that the future performance of any specific investment or investment strategy (including those undertaken or recommended by De Groote Financial Group), will be profitable or equal any historical performance level(s).
Certain portions of De Groote Financial Group’s website (i.e. newsletters, articles, commentaries, etc.) may contain a discussion of, and/or provide access to, De Groote Financial Group (and those of other investment and non-investment professionals) positions and/or recommendations as of a specific prior date. Due to various factors, including changing market conditions, such discussion may no longer be reflective of current position(s) and/or recommendation(s). Moreover, no client or prospective client should assume that any such discussion serves as the receipt of, or a substitute for, personalized advice from De Groote Financial Group or from any other investment professional. De Groote Financial Group is neither an attorney nor an accountant, and no portion of the web site content should be interpreted as legal, accounting or tax advice.
Rankings and/or recognition by unaffiliated rating services and/or publications should not be construed by a client or prospective client as a guarantee that he/she will experience a certain level of results if De Groote Financial Group is engaged, or continues to be engaged, to provide investment advisory services, nor should it be construed as a current or past endorsement of De Groote Financial Group by any of its clients. Rankings published by magazines, and others, generally base their selections exclusively on information prepared and/or submitted by the recognized adviser.
To the extent that any client or prospective client utilizes any economic calculator or similar interactive device contained within or linked to De Groote Financial Group’s website, the client and/or prospective client acknowledges and understands that the information resulting from the use of any such calculator/device, is not, and should not be construed, in any manner whatsoever, as the receipt of, or a substitute for, personalized individual advice from De Groote Financial Group, or from any other investment professional.
Each client and prospective client agrees, as a condition precedent to his/her/its access to De Groote Financial Group’s website, to release and hold harmless De Groote Financial Group, its officers, directors, owners, employees and agents from any and all adverse consequences resulting from any of his/her/its actions and/or omissions which are independent of his/her/its receipt of personalized individual advice from De Groote Financial Group.